4//SEC Filing
Broenniman Philip R 4
Accession 0001213900-22-000284
CIK 0001534154other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:00 PM ET
Size
13.8 KB
Accession
0001213900-22-000284
Insider Transaction Report
Form 4
Ipsidy Inc.AUID
Broenniman Philip R
DirectorPresident/COO
Transactions
- Award
Stock Options
2021-12-29$15.16/sh+10,238$155,208→ 10,238 totalExercise: $15.16From: 2021-12-29Exp: 2031-12-29→ Common Stock, $0.0001 par value per share (10,238 underlying)
Holdings
- 30,972(indirect: See Footnotes)
Warrants
Exercise: $4.50From: 2020-06-30Exp: 2022-06-30→ Common Stock, $0.0001 par value per share (30,972 underlying) - 388,744
Stock Options
Exercise: $7.20From: 2021-05-05Exp: 2031-05-05→ Common Stock, $0.0001 par value per share (388,744 underlying) - 172,747
Common Stock, $.0001 par value
- 340,832(indirect: See footnote)
Common Stock, $.0001 par value
- 555,556
Stock Options
Exercise: $2.10From: 2020-05-22Exp: 2025-05-22→ Common Stock, $0.0001 par value per share (555,556 underlying) - 11,667
Warrants
Exercise: $4.95From: 2018-08-15Exp: 2023-08-15→ Common Stock, $0.0001 par value per share (11,667 underlying) - 8,750
Warrants
Exercise: $2.64From: 2019-06-24Exp: 2024-06-23→ Common Stock, $0.0001 par value per share (8,750 underlying)
Footnotes (3)
- [F1]Mr. Broenniman is the Managing Partner of Varana Capital, LLC ("Varana Capital"), which, in turn, is the investment manager of and has dispositive control over the shares held by Varana Capital Focused, LP ("VCFLP"). By virtue of these relationships, in addition to the shares he holds personally, Mr. Broenniman may be deemed to beneficially own the shares held by Varana Capital Focused, LP.
- [F2]The shares vest monthly in equal amounts over a one-year period.
- [F3]383,334 of the shares vest upon meeting performance criteria.
Documents
Issuer
Ipsidy Inc.
CIK 0001534154
Entity typeother
Related Parties
1- filerCIK 0001781770
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:00 PM ET
- Size
- 13.8 KB