4//SEC Filing
Syllantavos George 4
Accession 0001213900-22-007759
CIK 0001498233other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:42 PM ET
Size
11.1 KB
Accession
0001213900-22-007759
Insider Transaction Report
Form 4
Cepton, Inc.CPTN
Syllantavos Georgios
Director
Transactions
- Other
Class B Common Stock
2022-02-10−359,000→ 0 total→ Common Stock (359,000 underlying) - Award
Warrants
2022-02-10$1.00/sh+617,500$617,500→ 617,500 total(indirect: See Footnote)Exercise: $11.50From: 2022-03-12Exp: 2027-02-10→ Common Stock (617,500 underlying) - Other
Common Stock
2022-02-10+359,000→ 359,000 total
Footnotes (3)
- [F1]Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.
- [F2]The Sponsor acquired these warrants for a purchase price of $1.00 per warrant in connection with GCAC's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination.
- [F3]The warrants reported herein are held by Magellan Investments Corp., of which the Reporting Person is the president and the sole director, and accordingly the Reporting Person is deemed the beneficial owner of the warrants held by Magellan Investments Corp. and to have sole voting and dispositive control over such securities.
Documents
Issuer
Cepton, Inc.
CIK 0001498233
Entity typeother
Related Parties
1- filerCIK 0001333845
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 9:42 PM ET
- Size
- 11.1 KB