Cincinnati Cornerstone Investors BWV I, LLC 3
3 · Blue Water Vaccines Inc. · Filed Feb 17, 2022
Insider Transaction Report
Form 3
Holdings
Series Seed Preferred Stock
Exercise: $1.52→ Common Stock (3,611,201 underlying)
Footnotes (3)
- [F1]The Series Seed Preferred Stock is convertible at any time, at the holder's election, and has no expiration date; however, the Reporting Person has agreed to the automatic conversion of all of its Series Seed Preferred Stock and all related accrued and unpaid dividends into Common Stock on the closing of the initial public offering of the Issuer.
- [F2]Number of shares of Common Stock issuable upon the agreed upon automatic conversion of the Series Seed Preferred Stock and accrued and unpaid dividends on the closing of the initial public offering of the Issuer.
- [F3]Cincinnati Cornerstone Capital, LLC as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.