Helix Holdings LLC 4
4 · MoonLake Immunotherapeutics · Filed Apr 7, 2022
Insider Transaction Report
Form 4
Helix Holdings LLC
Director10% Owner
Transactions
- Conversion
Class A Ordinary Shares
2022-04-05+2,785,000→ 3,215,000 total - Conversion
Class B Ordinary Shares
2022-04-05−2,785,000→ 0 total→ Class A Ordinary Shares (2,785,000 underlying)
Footnotes (2)
- [F1]Each of the Issuer's Class B Ordinary Shares were convertible into Class A Ordinary Shares upon consummation of the Issuer's initial business combination and had no expiration date. In connection with the consummation of the Issuer's initial business combination ("Business Combination") and pursuant to the Business Combination Agreement dated as of October 4, 2021, by and between the Issuer, MoonLake Immunotherapeutics AG, and the other parties thereto (the "Business Combination Agreement"), such Class B Ordinary Shares automatically converted into an equal number of Class A Ordinary Shares.
- [F2]Helix Holdings LLC is the record holder of these securities reported. Bihua Chen is the manager of Helix Holdings LLC and has voting and investment discretion with respect to the securities held of record by Helix Holdings LLC. Ms. Chen disclaims any beneficial ownership of the securities held by Helix Holdings LLC other than to the extent of any pecuniary interest she may have therein, directly or indirectly.