Home/Filings/4/0001213900-22-019351
4//SEC Filing

Pratt Ryan Michael 4

Accession 0001213900-22-019351

CIK 0001832487other

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 1:23 PM ET

Size

19.1 KB

Accession

0001213900-22-019351

Insider Transaction Report

Form 4
Period: 2022-04-08
Pratt Ryan Michael
DirectorChief Executive Officer
Transactions
  • Award

    Restricted Stock Unit

    2022-04-08+1,6001,600 total(indirect: By Spouse)
    From: 2023-02-21Exp: 2032-02-21Common Stock (1,600 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    378,131
  • Restricted Stock Unit

    Common Stock (25,000 underlying)
    25,000
  • Common Stock

    (indirect: By Trust)
    378,131
  • Common Stock

    5,317,467
  • Stock Option

    (indirect: By Spouse)
    Exercise: $0.53Exp: 2030-10-30Common Stock (7,976 underlying)
    7,976
  • Common Stock

    (indirect: By Trust)
    378,131
  • Restricted Stock Unit

    Exp: 2032-03-02Common Stock (150,000 underlying)
    150,000
  • Stock Option

    (indirect: By Spouse)
    Exercise: $0.24Exp: 2026-10-26Common Stock (8,862 underlying)
    8,862
  • Stock Option

    (indirect: By Spouse)
    Exercise: $0.37Exp: 2029-09-11Common Stock (8,862 underlying)
    8,862
  • Stock Option

    (indirect: By Spouse)
    Exercise: $0.32Exp: 2028-09-25Common Stock (3,840 underlying)
    3,840
Footnotes (11)
  • [F1]Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  • [F10]2,954 of the shares subject to the option vested on 5/4/2020; 2,954 of the shares subject to the option vested on 5/4/2021; and the remaining shares vest in one installment on 5/4/2022, subject to the holder's continued service as of each vesting date.
  • [F11]2,659 of the shares subject to the option vested on 5/4/2021; and the remaining shares vest in two equal installments on 5/4/2022 and 5/4/2023, subject to the holder's continued service as of each vesting date.
  • [F2]Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  • [F3]Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
  • [F5]The restricted stock units vest as follows: (i) 533 on 2/21/2023; (ii) 533 on 2/212024; and (iii) 534 on 2/21/2025, in each case subject to the recipient's continued service through the applicable vesting date.
  • [F6]The restricted stock units vest as follows: (i) 50,000 on 1/1/2023; (ii) 50,000 on 1/1/2024; and (iii) 50,000 on 1/1/2025, in each case subject to the recipient's continued service through the applicable vesting date.
  • [F7]The restricted stock units vest as follows: (i) 8,333 on 1/1/2023; (ii) 8,333 on 1/1/2024; and (iii) 8,334 on 1/1/2025, in each case subject to the recipient's continued service through the applicable vesting date.
  • [F8]No expiration date.
  • [F9]The shares subject to the option are fully vested and exercisable.

Documents

1 file

Issuer

Guerrilla RF, Inc.

CIK 0001832487

Entity typeother

Related Parties

1
  • filerCIK 0001891781

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 1:23 PM ET
Size
19.1 KB