Ahn Phillip J. 4
4 · B. Riley Financial, Inc. · Filed May 26, 2022
Insider Transaction Report
Form 4
Ahn Phillip
CFO and COO
Transactions
- Award
Common Stock
2022-05-24+22,048→ 207,841 total - Award
Common Stock
2021-06-30$64.17/sh+331$21,242→ 185,793 total - Tax Payment
Common Stock
2022-05-24$49.56/sh−5,332$264,254→ 202,509 total
Footnotes (3)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.
- [F3]Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.