3//SEC Filing
IBK Securities Co., Ltd. 3
Accession 0001213900-22-031129
CIK 0001822966other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:06 PM ET
Size
14.9 KB
Accession
0001213900-22-031129
Insider Transaction Report
Form 3
IBK Securities Co., Ltd.
10% Owner
Holdings
- (indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (372,420 underlying) - (indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (4,241,765 underlying) - 283,860
Class A Common Stock
- (indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (2,138,705 underlying)
Footnotes (6)
- [F1]Consists of 283,860 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of NuScale Power Corporation (the "Issuer") directly held by IBK Securities Co., Ltd. ("IBKS").
- [F2]Each share of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, when paired with one Class B Unit of NuScale Power, LLC, may be exchanged at the holder's election for one share of Class A Common Stock.
- [F3]Consists of 4,241,765 shares of Class B Common Stock directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- [F4]Consists of 372,420 shares of Class B Common Stock directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- [F5]Consists of 2,138,705 shares of Class B Common Stock directly held by NuScale Korea Holdings LLC ("NuScale Korea"). IBKS is the sole general partner of IBKS SME Accelerating Private Equity Fund, which is, together with each of YJA SME M&A Private Equity Fund and Whale No.1 SME M&A Private Equity Fund, a member of NuScale Korea Ltd., which is the sole controlling person of NuScale Korea, with the indirect right to vote or dispose of the shares of Class B Common Stock held by NuScale Korea. IBKS disclaims any beneficial ownership of the securities held by NuScale Korea, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- [F6]Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, and the shares of Class B Common Stock owned by Next Tech 1, Next Tech 2 and NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Issuer
NUSCALE POWER Corp
CIK 0001822966
Entity typeother
IncorporatedKorea, Republic of
Related Parties
1- filerCIK 0001932335
Filing Metadata
- Form type
- 3
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 4:06 PM ET
- Size
- 14.9 KB