4//SEC Filing
Altbach Ronald S. 4
Accession 0001213900-22-032539
CIK 0001851860other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:50 PM ET
Size
9.7 KB
Accession
0001213900-22-032539
Insider Transaction Report
Form 4
Altbach Ronald S.
Director
Transactions
- Exercise/Conversion
Common Stock
2022-06-09$0.01/sh+200,000$2,000→ 250,000 total - Sale
Common Stock
2022-06-09$0.44/sh−888$394→ 249,112 total - Exercise/Conversion
Stock Option (right to buy)
2022-06-09−200,000→ 0 totalExercise: $0.01From: 2021-04-13Exp: 2031-04-13→ Common Stock (200,000 underlying)
Holdings
- 1,000,000(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]On June 9, 2022, the Reporting Person exercised a stock option to purchase 200,000 shares of common stock of the Issuer for $0.01 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 888 of the option shares to pay the exercise price and issuing to the Reporting Person the remaining 199,112 shares.
- [F2]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
SMART FOR LIFE, INC.
CIK 0001851860
Entity typeother
Related Parties
1- filerCIK 0001908583
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:50 PM ET
- Size
- 9.7 KB