4//SEC Filing
Berger Andrew 4
Accession 0001213900-22-033414
CIK 0001616262other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 9:44 PM ET
Size
29.5 KB
Accession
0001213900-22-033414
Insider Transaction Report
Form 4
Berger Andrew
Director
Transactions
- Purchase
Common Stock
2022-06-14$6.49/sh+800$5,192→ 6,000 total - Purchase
Common Stock
2022-06-14$6.50/sh+103$670→ 6,103 total - Purchase
Common Stock
2022-06-14$6.62/sh+3,897$25,798→ 10,000 total - Purchase
Common Stock
2022-06-14$6.35/sh+137$870→ 10,137 total - Purchase
Common Stock
2022-06-15$6.55/sh+2,500$16,375→ 12,637 total - Purchase
Common Stock
2022-06-15$6.55/sh+1$7→ 12,638 total - Purchase
Common Stock
2022-06-15$6.55/sh+20$131→ 12,658 total - Purchase
Common Stock
2022-06-16$6.70/sh+100$670→ 12,758 total - Purchase
Common Stock
2022-06-16$6.85/sh+2,400$16,440→ 15,158 total - Purchase
Common Stock
2022-06-16$6.75/sh+311$2,099→ 15,469 total - Purchase
Common Stock
2022-06-16$6.85/sh+2,189$14,995→ 17,658 total - Purchase
Common Stock
2022-06-14$6.30/sh+900$5,670→ 1,075 total - Purchase
Common Stock
2022-06-14$6.30/sh+2,502$15,763→ 3,577 total - Purchase
Common Stock
2022-06-14$6.48/sh+200$1,296→ 5,200 total - Purchase
Common Stock
2022-06-14$6.29/sh+175$1,101→ 175 total - Purchase
Common Stock
2022-06-14$6.50/sh+1,423$9,250→ 5,000 total
Holdings
- 460,189(indirect: See Footnotes)
Common Stock
Footnotes (2)
- [F1]Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner of which Mr. Berger is the manager. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. Mr. Berger may be deemed to beneficially own the shares as the manager of AB Value Management LLC, which may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account.
Documents
Issuer
Rocky Mountain Chocolate Factory, Inc.
CIK 0001616262
Entity typeother
Related Parties
1- filerCIK 0001656039
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 9:44 PM ET
- Size
- 29.5 KB