4/A//SEC Filing
Altbach Ronald S. 4/A
Accession 0001213900-22-035720
CIK 0001851860other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 10:35 AM ET
Size
10.1 KB
Accession
0001213900-22-035720
Insider Transaction Report
Form 4/AAmended
Altbach Ronald S.
Director
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2022-06-09−200,000→ 0 totalExercise: $0.01From: 2021-04-13Exp: 2031-04-13→ Common Stock (200,000 underlying) - Sale
Common Stock
2022-06-09$0.44/sh+4,505$2,000→ 245,495 total - Exercise/Conversion
Common Stock
2022-06-09$0.01/sh+200,000$2,000→ 250,000 total
Holdings
- 1,000,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]On June 9, 2022, the Reporting Person exercised a stock option to purchase 200,000 shares of common stock of the Issuer for $0.01 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,505 of the option shares to pay the exercise price and issuing to the Reporting Person the remaining 195,495 shares.
- [F2]On June 13, 2022, the Reporting Person filed a Form 4 which incorrectly stated that the number of shares withheld was 888. This amendment has been filed by the Reporting Person to report the correct number of shares.
- [F3]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
SMART FOR LIFE, INC.
CIK 0001851860
Entity typeother
Related Parties
1- filerCIK 0001908583
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 10:35 AM ET
- Size
- 10.1 KB