4//SEC Filing
Rodriguez Rene A. 4
Accession 0001213900-22-045392
CIK 0001353538other
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 4:01 PM ET
Size
6.5 KB
Accession
0001213900-22-045392
Insider Transaction Report
Form 4
Appgate, Inc.APGT
Rodriguez Rene A.
Chief Financial Officer
Transactions
- Award
Restricted Stock Units
2022-08-08+395,382→ 395,382 total→ Common Stock (395,382 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Appgate, Inc. common stock.
- [F2]The restricted stock units vest as follows: 25% on January 1, 2023 and 6.25% on the first day of each calendar quarter starting on April 1, 2023.
- [F3]In each case, vesting will not be effective until the earliest to occur of (a) the listing of Appgate's common stock on either the NASDAQ or NYSE and (b) a Change in Control as defined in the Appgate, Inc. 2021 Incentive Compensation Plan (the "Vesting Event"). In the event the Vesting Event does not occur within three (3) years of August 8, 2022, the restricted stock units shall be forfeited immediately following such three (3) year period. Subject to the immediately preceding sentence, any restricted stock units that would have otherwise vested prior to the Vesting Event, but did not vest because the Vesting Event had not occurred as of such time, shall immediately be vested on the date of the Vesting Event (and the date of such Vesting Event shall be deemed the vesting date for such restricted stock units) regardless of whether Mr. Rodriguez was in continuous service with Appgate as of the date of the Vesting Event.
Documents
Issuer
Appgate, Inc.
CIK 0001353538
Entity typeother
Related Parties
1- filerCIK 0001874152
Filing Metadata
- Form type
- 4
- Filed
- Aug 7, 8:00 PM ET
- Accepted
- Aug 8, 4:01 PM ET
- Size
- 6.5 KB