Radford Nicolaus 4
4 · Nauticus Robotics, Inc. · Filed Sep 13, 2022
Insider Transaction Report
Form 4
Radford Nicolaus
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2022-09-09+2,956,456→ 2,956,456 total - Award
Employee Stock Options (Right to Buy)
2021-12-16+536,992→ 536,992 totalExercise: $2.50Exp: 2031-12-16→ Common Stock (536,992 underlying)
Footnotes (2)
- [F1]The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc., dated December 16, 2021 and consummated on September 9, 2022.
- [F2]Employee stock options were initially granted on December 16, 2021 under the 2015 Equity Incentive Plan. 25% of the options are exercisable on December 16, 2022, with the remainder being exercisable pro rata over the subsequent 36 months.