4//SEC Filing
Radford Nicolaus 4
Accession 0001213900-22-055763
CIK 0001849820other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 9:51 PM ET
Size
7.5 KB
Accession
0001213900-22-055763
Insider Transaction Report
Form 4
Radford Nicolaus
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2022-09-09+2,956,456→ 2,956,456 total - Award
Employee Stock Options (Right to Buy)
2021-12-16+536,992→ 536,992 totalExercise: $2.50Exp: 2031-12-16→ Common Stock (536,992 underlying)
Footnotes (2)
- [F1]The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc., dated December 16, 2021 and consummated on September 9, 2022.
- [F2]Employee stock options were initially granted on December 16, 2021 under the 2015 Equity Incentive Plan. 25% of the options are exercisable on December 16, 2022, with the remainder being exercisable pro rata over the subsequent 36 months.
Documents
Issuer
Nauticus Robotics, Inc.
CIK 0001849820
Entity typeother
Related Parties
1- filerCIK 0001944857
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 9:51 PM ET
- Size
- 7.5 KB