Spiro Elliot 4
4 · Nauticus Robotics, Inc. · Filed Sep 13, 2022
Insider Transaction Report
Form 4
Spiro Elliot
Director
Transactions
- Award
Common Stock
2022-09-09+2,595,000→ 2,595,000 total(indirect: By LLC) - Purchase
Private Warrant
2021-07-28$1.00/sh+450,000$450,000→ 4,783,333 total(indirect: By LLC)Exercise: $11.50From: 2022-09-09Exp: 2026-07-14→ Common Stock (450,000 underlying) - Purchase
Private Warrant
2021-07-19$1.00/sh+4,333,333$4,333,333→ 4,333,333 total(indirect: By LLC)Exercise: $11.50From: 2022-09-09Exp: 2026-07-14→ Common Stock (4,333,333 underlying)
Footnotes (4)
- [F1]The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc., dated December 16, 2021 and consummated on September 9, 2022.
- [F2]Shares held directly by CleanTech Sponsor I LLC. The Reporting Person, as the managing member of CleanTech Sponsor I LLC, may be deemed to share voting and dispositive power over the shares held by CleanTech Sponsor I LLC. The Reporting Person disclaims beneficial ownership of shares held by CleanTech Sponsor I LLC, except to the extent of any pecuniary interest therein.
- [F3]The securities were acquired in connection with the initial public offering of CLAQ on July 19, 2021.
- [F4]The securities were acquired in connection with the underwriter's non-concurrent exercise of its over-allotment option on July 28, 2021, in connection with the initial public offering of CLAQ on July 19, 2021.