4//SEC Filing
Aquila Tony 4
Accession 0001213900-22-056045
CIK 0001750153other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 6:02 AM ET
Size
6.9 KB
Accession
0001213900-22-056045
Insider Transaction Report
Form 4
Canoo Inc.GOEV
Aquila Tony
DirectorExecutive Chairman
Transactions
- Purchase
Common Stock
2022-09-13$2.58/sh+200,000$515,800→ 2,738,828 total
Holdings
- 51,232,655(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The purchase of shares of Common Stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.
- [F2]The price reported in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $2.54 to $2.68, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3](i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"), (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7") and (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"). AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7 and AFV-7/A. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7 and AFV-7/A. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7 and AFV-7/A, except to the extent of his pecuniary interest therein.
Documents
Issuer
Canoo Inc.
CIK 0001750153
Entity typeother
Related Parties
1- filerCIK 0001399053
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 6:02 AM ET
- Size
- 6.9 KB