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4//SEC Filing

Broenniman Philip R 4

Accession 0001213900-22-058039

CIK 0001534154other
View on SEC.govCompany Profile

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 4:49 PM ET

Size

16.4 KB

Accession

0001213900-22-058039

Insider Transaction Report

Form 4
Period: 2022-09-20
authID Inc.AUID
Broenniman Philip R
DirectorPresident/COO
Transactions
  • Award

    Stock Options

    2022-09-20$3.03/sh+34,966$105,947→ 34,966 total
    Exercise: $3.03From: 2022-09-20Exp: 2032-09-20→ Common Stock, $0.0001 par value per share (34,966 underlying)
Holdings

  • Stock Options

    Exercise: $2.10From: 2020-05-22Exp: 2025-05-22→ Common Stock, $0.0001 par value per share (555,556 underlying)
    555,556

  • Common Stock, $.0001 par value

    173,973

  • Stock Options

    Exercise: $15.16From: 2021-12-29Exp: 2031-12-29→ Common Stock, $0.0001 par value per share (10,238 underlying)
    10,238

  • Stock Options

    Exercise: $7.20From: 2021-05-05Exp: 2031-05-05→ Common Stock, $0.0001 par value per share (388,744 underlying)
    388,744

  • Common Stock, $.0001 par value

    (indirect: See footnote)
    353,087

  • Senior Secured Convertible Note

    (indirect: See Footnotes)
    Exercise: $3.70From: 2022-03-21Exp: 2025-03-21→ Common Stock, $0.0001 par value per share (270,270 underlying)
    270,270

  • Warrants

    Exercise: $4.95From: 2018-08-15Exp: 2023-08-15→ Common Stock, $0.0001 par value per share (11,667 underlying)
    11,667

  • Warrants

    Exercise: $2.64From: 2019-06-24Exp: 2024-06-23→ Common Stock, $0.0001 par value per share (8,750 underlying)
    8,750

  • Senior Secured Convertible Note

    Exercise: $3.70From: 2022-03-21Exp: 2025-03-21→ Common Stock, $0.0001 par value per share (27,027 underlying)
    27,027
Footnotes (3)
  • [F1]Mr. Broenniman is the Managing Partner of Varana Capital, LLC ("Varana Capital"), which, in turn, is the investment manager of and has dispositive control over the shares held by Varana Capital Focused, LP ("VCFLP"). By virtue of these relationships, in addition to the shares he holds personally, Mr. Broenniman may be deemed to beneficially own the shares held by Varana Capital Focused, LP.
  • [F2]The shares vest monthly in equal amounts over a one-year period.
  • [F3]383,334 of the shares vest upon meeting performance criteria.

Documents

1 file

Issuer

authID Inc.

CIK 0001534154

→
Entity typeother

Related Parties

1
  • filerCIK 0001781770

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:49 PM ET
Size
16.4 KB
View on SEC.gov