UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of ~~report~~Report (Date of earliest event reported): November 23 18, ~~2021~~2022

HENNESSY CAPITAL INVESTMENT CORP. V

(Exact name of registrant as specified in its charter)

Delaware		001-39892		85-3433864
(State or other jurisdiction of incorporation)		(Commission File Number)		(~~I.R.S.~~IRS Employer Identification ~~Number~~No.)

3415 N. Pines Way, Suite 204

Wilson, WY Wyoming 83014

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (307) 201-1903

Not Applicable (Former name or former address, if changed since last report)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
Units, each consisting of one share of Class A common stock, par value $0.0001 per share, and one-fourth of one Redeemable Warrant	HCICU	The Nasdaq Stock Market LLC
Shares of Class A common stock, par value $0.0001 per share, included as part of the Units	HCIC	The Nasdaq Stock Market LLC
Shares of Class A common stock, par value $0.0002 per share, included as part of the units	HCIC	The Nasdaq Stock Market LLC
Redeemable Warrants included as part of the Units	HCICW	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 45.0208. ~~Non-Reliance~~Shareholder onDirector ~~Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review~~Nominations.

InTo ~~connection with~~ the ~~preparation~~extent ~~of the financial statements for Hennessy Capital Investment Corp. V (the “Company”) as of and for the periods ended September 30~~applicable, ~~2021,~~ the ~~Company’s~~information ~~management,~~ in ~~consultation~~Item with its advisors, identified a classification error made in certain of the Company’s previously issued financial statements, arising from the manner in which, as of the closing of the Company’s initial public offering (“IPO”), the Company valued its Class A common stock subject to possible redemption8. ~~The~~01 ~~Company previously determined the value~~ of ~~such~~this ~~Class~~Form A8-K ~~common~~is ~~stock to be~~incorporated ~~equal~~by toreference ~~the redemption value of such shares of Class A common stock, after taking~~ into ~~consideration~~this ~~the~~Item ~~terms of the Company’s Amended and Restated Certificate of Incorporation, under which a redemption cannot result in net tangible assets being less than $~~5~~,000,001~~. The Company’s management determined, after consultation with its advisors, that all of the shares of Class A common stock underlying the units issued in the IPO can be redeemed or become redeemable subject to the occurrence of future events considered to be outside the Company’s control08. Therefore, management concluded that the redemption value of the shares of Class A common stock subject to possible redemption should reflect the possible redemption of all shares of Class A common stock.

~~As a~~Item result, the Company noted a classification error related to temporary equity and permanent equity, which it corrected in its condensed financial statements included in its Quarterly Report on Form 10-Q as of and for the periods ended September 30, 2021, filed on November 12, 2021 (“Q3 Form 10-Q”)8. In Note 7 to the condensed financial statements included in the Q3 Form 10-Q, the Company reclassified the requisite amount of Class A common stock from permanent to temporary equity, with the offset recorded to additional paid-in capital (to the extent available), accumulated deficit and shares of Class A common stock, and presented the effects of the revision on the Company’s previously issued financial statements01. ~~The~~Other ~~Company also revised its earnings per share calculation to allocate net income (loss) pro rata to Class A and Class B common stock~~Events. This presentation contemplates an initial business combination as the most likely outcome, in which case, both classes of common stock share pro rata in the income (loss) of the Company. The Company presented the reclassification in the Q3 Form 10-Q as a revision that did not require the restatement of previously filed financial statements. Subsequent to the filing of the Q3 Form 10-Q, the Company determined that it needed to restate its prior financial statements due to the quantitative materiality of the reclassification. Upon further review, and in consultation with its advisors, the Company determined that the Q3 Form 10-Q should be updated to indicate that the classification error is a restatement and not a revision.

On November 2318, ~~2021~~2022, ~~the~~Hennessy Capital ~~audit~~Investment ~~committee~~Corp. ofV ~~the board of directors of the Company~~ (the “~~Audit Committee~~Company”) determined~~, after~~ ~~discussion~~that ~~with~~a ~~its~~special ~~advisors,~~meeting ~~that~~of ~~the~~its ~~Company’s~~stockholders ~~(i)~~will ~~audited~~be ~~balance~~held ~~sheet~~in as lieu of ~~January~~its ~~20,~~ 2021 ~~filed~~Annual asMeeting ~~Exhibit~~of ~~99.1~~Stockholders to (the ~~Company’s~~“Meeting”) ~~Current Report~~ on ~~Form~~or ~~8-K~~about ~~filed~~December ~~on January 26~~19, ~~2021,~~2022. ~~(ii)~~The ~~unaudited~~time ~~financial statements as of~~ and ~~for~~location of the ~~quarter ended~~Meeting ~~March~~will ~~31,~~be ~~2021~~as ~~contained~~set forth in the Company’s ~~Quarterly~~definitive ~~Report~~proxy onstatement ~~Form~~for ~~10-Q filed with~~ the ~~SEC~~Meeting onto ~~May~~be ~~17,~~filed ~~2021~~with ~~and~~the ~~(iii)~~Securities ~~unaudited~~and ~~financial~~Exchange ~~statements~~Commission ~~as of and for~~ (the ~~quarter~~“SEC”). ~~ended~~Pursuant ~~June~~to ~~30, 2021 contained in~~ the Company’s ~~Quarterly~~bylaws ~~Report on Form 10-Q filed on August 16, 2021~~ (~~together, and collectively,~~ the “~~Affected Periods~~Bylaws”), ~~should~~stockholders seeking noto ~~longer~~bring bebusiness ~~relied~~before ~~upon due to~~ the ~~classification~~ ~~error~~Meeting ~~described~~must ~~above.~~deliver Assuch aproposals ~~result,~~to the ~~Company~~principal ~~plans~~executive tooffices ~~restate~~of ~~its~~the ~~financial~~Company ~~statements~~at ~~for~~3415 ~~all~~N. Pines ~~Affected Periods~~Way, ~~to indicate~~Suite ~~that~~204 ~~the~~Wilson, ~~classification~~Wyoming ~~error~~83014, isAttention: aSecretary, ~~restatement~~no ~~and~~later ~~not~~than aNovember ~~revision~~28, in2022. anAny ~~amended~~stockholder Q3proposal ~~Form~~must ~~10-Q (the “Amended Q3 Form~~also ~~10-Q”),~~comply ~~which~~with the ~~Company~~requirements ~~intends~~of toDelaware ~~file~~law, asthe ~~soon~~rules asand ~~practicable.~~regulations ~~The~~promulgated ~~Amended~~by ~~Q3 Form 10-Q will include restatements of~~ the ~~audited~~ ~~balance~~SEC ~~sheet~~ and the ~~unaudited interim condensed financial statements for the Affected Periods~~Bylaws.

~~The Company does not expect the changes described above to have any impact on its cash position or the balance held in its trust account.~~1

The Company’s management has concluded that in light of the classification error described above, a material weakness exists in the Company’s internal control over financial reporting and that the Company’s disclosure controls and procedures were not effective. The Company will describe its remediation plan with respect to such material weakness in the forthcoming Amended Q3 Form 10-Q.SIGNATURE

~~The Company’s~~Pursuant ~~management~~to ~~and~~ the ~~Audit~~requirements of ~~Committee have discussed~~ the ~~matters~~Securities ~~disclosed~~Exchange inAct ~~this~~of ~~Current~~1934, ~~Report~~the onregistrant ~~Form~~has ~~8-K~~duly ~~pursuant~~caused to this ~~Item~~report ~~4.02~~to ~~with~~be ~~Withum,~~signed ~~the~~on ~~Company’s~~its ~~independent~~behalf ~~registered~~by ~~public~~the ~~accounting~~undersigned ~~firm~~hereunto duly authorized.

1Dated: November 18, 2022

~~SIGNATURE~~HENNESSY CAPITAL INVESTMENT CORP. V By: /s/ Nicholas A. Petruska Name: Nicholas A. Petruska Title: Executive Vice President, Chief Financial Officer and Secretary

~~Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.~~2

Dated: November 23, 2021	HENNESSY CAPITAL INVESTMENT CORP. V
	By:	/s/ Nicholas A. Petruska
		Name:	Nicholas A. Petruska
		Title:	Executive Vice President, Chief
			Financial Officer and Secretary

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