GRUENER GARRETT 4

Accession 0001213900-22-081085

CIK 0001473579other

View on SEC.gov Company Profile

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 6:59 PM ET

Size

81.5 KB

Accession

0001213900-22-081085

Insider Transaction Report

Form 4

Period: 2022-04-08

NANOMIX CorpNNMX

GRUENER GARRETT

Director10% Owner

Transactions

Purchase
Common Stock
2022-12-09$0.25/sh+7,380$1,845→ 25,186,338 total
Purchase
Senior Secured Convertible Promissory Note
2022-04-26$166667.00/sh
Exercise: $1.17From: 2022-04-26Exp: 2024-04-26→ Common Stock (141,965 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-04-08$444444.00/sh
Exercise: $1.17From: 2022-04-08Exp: 2024-04-08→ Common Stock (378,573 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-05-25$211111.00/sh
Exercise: $1.17From: 2022-05-25Exp: 2024-05-25→ Common Stock (179,822 underlying)
Purchase
Common Stock
2022-12-09$0.25/sh+2,620$655→ 25,178,958 total
Purchase
Common Stock Purchase Warrants
2022-04-08+568,974→ 3,708,389 total
Exercise: $1.17From: 2022-04-08Exp: 2027-06-25→ Common Stock (568,974 underlying)
Purchase
Common Stock Purchase Warrants
2022-04-26+213,366→ 3,921,755 total
Exercise: $1.17From: 2022-04-26Exp: 2027-02-28→ Common Stock (213,366 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-05-13$166667.00/sh
Exercise: $1.17From: 2022-05-13Exp: 2024-05-13→ Common Stock (141,965 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-07-27$555556.00/sh
Exercise: $1.17From: 2022-07-27Exp: 2024-07-27→ Common Stock (479,216 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-07-13$194444.00/sh
Exercise: $1.17From: 2022-07-13Exp: 2024-07-13→ Common Stock (165,636 underlying)
Purchase
Common Stock Purchase Warrants
2022-05-13+213,366→ 4,135,121 total
Exercise: $1.17From: 2022-05-13Exp: 2027-05-13→ Common Stock (213,366 underlying)
Purchase
Common Stock Purchase Warrants
2022-05-19+21,337→ 4,156,458 total
Exercise: $1.17From: 2022-05-19Exp: 2027-05-19→ Common Stock (21,337 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-06-10$172222.00/sh
Exercise: $1.17From: 2022-06-10Exp: 2024-06-10→ Common Stock (146,697 underlying)
Purchase
Common Stock Purchase Warrants
2022-06-22+248,927→ 4,896,126 total
Exercise: $1.17From: 2022-06-22Exp: 2027-06-22→ Common Stock (248,927 underlying)
Purchase
Common Stock Purchase Warrants
2022-08-23+711,218→ 6,567,489 total
Exercise: $1.17From: 2022-08-23Exp: 2027-05-23→ Common Stock (711,218 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-09-09$277778.00/sh
Exercise: $1.17From: 2022-09-09Exp: 2024-09-09→ Common Stock (236,608 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-10-11$277778.00/sh
Exercise: $1.17From: 2022-10-11Exp: 2024-10-11→ Common Stock (236,608 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-05-19$16667.00/sh
Exercise: $1.17From: 2022-05-19Exp: 2024-05-19→ Common Stock (14,196 underlying)
Purchase
Common Stock Purchase Warrants
2022-05-25+270,263→ 4,426,721 total
Exercise: $1.17From: 2022-05-25Exp: 2027-05-25→ Common Stock (270,263 underlying)
Purchase
Common Stock Purchase Warrants
2022-06-10+220,478→ 4,647,199 total
Exercise: $1.17From: 2022-06-10Exp: 2027-06-10→ Common Stock (220,478 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-06-22$194444.00/sh
Exercise: $1.17From: 2022-06-22Exp: 2024-06-22→ Common Stock (165,636 underlying)
Purchase
Common Stock Purchase Warrants
2022-07-13+248,927→ 5,145,053 total
Exercise: $1.17From: 2022-07-13Exp: 2027-07-13→ Common Stock (248,927 underlying)
Purchase
Common Stock Purchase Warrants
2022-07-27+711,218→ 5,856,271 total
Exercise: $1.17From: 2022-07-27Exp: 2027-07-27→ Common Stock (711,218 underlying)
Purchase
Common Stock Purchase Warrants
2022-09-09+355,609→ 6,923,098 total
Exercise: $1.17From: 2022-09-09Exp: 2027-09-09→ Common Stock (355,609 underlying)
Purchase
Common Stock Purchase Warrants
2022-11-10+355,610→ 7,634,317 total
Exercise: $1.17From: 2022-11-10Exp: 2027-11-10→ Common Stock (355,610 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-08-23$555556.00/sh
Exercise: $1.17From: 2022-08-23Exp: 2024-08-23→ Common Stock (479,216 underlying)
Purchase
Common Stock Purchase Warrants
2022-10-11+355,609→ 7,278,707 total
Exercise: $1.17From: 2022-10-11Exp: 2027-10-11→ Common Stock (355,609 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-11-28$166667.00/sh
Exercise: $1.17From: 2022-11-28Exp: 2024-11-28→ Common Stock (141,965 underlying)
Purchase
Senior Secured Convertible Promissory Note
2022-11-10$277778.00/sh
Exercise: $1.17From: 2022-11-10Exp: 2024-11-10→ Common Stock (236,608 underlying)
Purchase
Common Stock Purchase Warrants
2022-11-28+213,366→ 7,847,683 total
Exercise: $1.17From: 2022-11-28Exp: 2027-11-28→ Common Stock (213,366 underlying)

Footnotes (14)

[F1]On April 8, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $444,444 (the "4/8 Note") and (ii) a warrant to purchase 568,974 shares of the Issuer's common stock (the "4/8 Warrant") for an aggregate purchase price of $400,000. The 4/8 Note matures on April 8, 2024 unless earlier converted or extended as set forth in the 4/8 Note. The 4/8 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/8 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F10]On August 23, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "8/23 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "8/23 Warrant") for an aggregate purchase price of $500,000. The 8/23 Note matures on August 23, 2024 unless earlier converted or extended as set forth in the 8/23 Note. The 8/23 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 8/23 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F11]On September 9, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "9/9 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "9/9 Warrant") for an aggregate purchase price of $250,000. The 9/9 Note matures on September 9, 2024 unless earlier converted or extended as set forth in the 9/9 Note. The 9/9 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 9/9 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F12]On October 11, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "10/11 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "10/11 Warrant") for an aggregate purchase price of $250,000. The 10/11 Note matures on October 11, 2024 unless earlier converted or extended as set forth in the 10/11 Note. The 10/11 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 10/11 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F13]On November 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "11/10 Note") and (ii) a warrant to purchase 355,610 shares of the Issuer's common stock (the "11/10 Warrant") for an aggregate purchase price of $250,000. The 11/10 Note matures on November 10, 2024 unless earlier converted or extended as set forth in the 11/10 Note. The 11/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/10 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F14]On November 28, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "11/28 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "11/28 Warrant") for an aggregate purchase price of $150,000. The 11/28 Note matures on November 28, 2024 unless earlier converted or extended as set forth in the 11/28 Note. The 11/28 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/28 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F2]On April 26, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "4/26 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "4/26 Warrant") for an aggregate purchase price of $150,000. The 4/26 Note matures on April 26, 2024 unless earlier converted or extended as set forth in the 4/26 Note. The 4/26 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/26 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F3]On May 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "5/13 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "5/13 Warrant") for an aggregate purchase price of $150,000. The 5/13 Note matures on May 13, 2024 unless earlier converted or extended as set forth in the 5/13 Note. The 5/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F4]On May 19, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $16,667 (the "5/19 Note") and (ii) a warrant to purchase 21,337 shares of the Issuer's common stock (the "5/19 Warrant") for an aggregate purchase price of $15,000. The 5/19 Note matures on May 19, 2024 unless earlier converted or extended as set forth in the 5/19 Note. The 5/19 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/19 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F5]On May 25, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $211,111 (the "5/25 Note") and (ii) a warrant to purchase 270,263 shares of the Issuer's common stock (the "5/25 Warrant") for an aggregate purchase price of $190,000. The 5/25 Note matures on May 25, 2024 unless earlier converted or extended as set forth in the 5/25 Note. The 5/25 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/25 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F6]On June 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $172,222 (the "6/10 Note") and (ii) a warrant to purchase 220,478 shares of the Issuer's common stock (the "6/10 Warrant") for an aggregate purchase price of $155,000. The 6/10 Note matures on June 10, 2024 unless earlier converted or extended as set forth in the 6/10 Note. The 6/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/10Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F7]On June 22, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "6/22 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "6/22 Warrant") for an aggregate purchase price of $175,000. The 6/22 Note matures on June 22, 2024 unless earlier converted or extended as set forth in the 6/22 Note. The 6/22 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/22 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F8]On July 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "7/13 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "7/13 Warrant") for an aggregate purchase price of $175,000. The 7/13 Note matures on July 13, 2024 unless earlier converted or extended as set forth in the 7/13 Note. The 7/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
[F9]On July 27, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "7/27 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "7/27 Warrant") for an aggregate purchase price of $500,000. The 7/27 Note matures on July 27, 2024 unless earlier converted or extended as set forth in the 7/27 Note. The 7/27 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/27 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.

Documents

1 file

4
ownership.xmlPrimary

Issuer

NANOMIX Corp

CIK 0001473579

→

Entity typeother

Related Parties

filerCIK 0001106287

Filing Metadata

Form type: 4
Filed: Dec 18, 7:00 PM ET
Accepted: Dec 19, 6:59 PM ET
Size: 81.5 KB

View on SEC.gov