Forman Alan N 4
4 · B. Riley Financial, Inc. · Filed Feb 10, 2023
Insider Transaction Report
Form 4
Forman Alan N
EVP, General Counsel, Sec
Transactions
- Exercise/Conversion
Common Stock
2023-02-08+30,000→ 126,939 total - Exercise/Conversion
Performance Restricted Stock D Units
2023-02-08−30,000→ 0 total→ Common Stock (30,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.