4//SEC Filing
Forman Alan N 4
Accession 0001213900-23-010288
CIK 0001464790other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:06 PM ET
Size
7.0 KB
Accession
0001213900-23-010288
Insider Transaction Report
Form 4
Forman Alan N
EVP, General Counsel, Sec
Transactions
- Exercise/Conversion
Common Stock
2023-02-08+30,000→ 126,939 total - Exercise/Conversion
Performance Restricted Stock D Units
2023-02-08−30,000→ 0 total→ Common Stock (30,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001490907
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 4:06 PM ET
- Size
- 7.0 KB