4//SEC Filing
Moore Andrew 4
Accession 0001213900-23-010290
CIK 0001464790other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:07 PM ET
Size
8.6 KB
Accession
0001213900-23-010290
Insider Transaction Report
Form 4
Moore Andrew
CEO B. Riley Securities, Inc.
Transactions
- Exercise/Conversion
Common Stock
2023-02-08+85,000→ 366,105 total - Tax Payment
Common Stock
2023-02-08$39.60/sh−20,643$817,463→ 345,462 total - Exercise/Conversion
Performance Restricted Stock Units
2023-02-08−85,000→ 0 total→ Common Stock (85,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001746643
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 4:07 PM ET
- Size
- 8.6 KB