WEITZMAN HOWARD 4
4 · B. Riley Financial, Inc. · Filed Feb 10, 2023
Insider Transaction Report
Form 4
WEITZMAN HOWARD
SVP, Chief Accounting Officer
Transactions
- Exercise/Conversion
Performance Restricted Stock Units
2023-02-08−20,000→ 0 total→ Common Stock (20,000 underlying) - Award
Common Stock
2022-12-30$29.07/sh+575$16,715→ 30,473 total - Exercise/Conversion
Common Stock
2023-02-08+20,000→ 50,473 total - Tax Payment
Common Stock
2023-02-08$39.60/sh−2,101$83,200→ 48,372 total
Holdings
- 7,500(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.
- [F3]Held by self-directed 401(k) Plan.