|4Feb 10, 4:12 PM ET

Ahn Phillip J. 4

4 · B. Riley Financial, Inc. · Filed Feb 10, 2023

Insider Transaction Report

Form 4
Period: 2023-02-08
Ahn Phillip
CFO and COO
Transactions
  • Exercise/Conversion

    Common Stock

    2023-02-08+75,000274,353 total
  • Tax Payment

    Common Stock

    2023-02-08$39.60/sh11,186$442,966263,167 total
  • Exercise/Conversion

    Performance Restricted Stock Units

    2023-02-0875,0000 total
    Common Stock (75,000 underlying)
Footnotes (1)
  • [F1]Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

Documents

1 file
  • 4
    ownership.xmlPrimary