4//SEC Filing
IBK Securities Co., Ltd. 4
Accession 0001213900-23-014194
CIK 0001822966other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 11:36 AM ET
Size
12.2 KB
Accession
0001213900-23-014194
Insider Transaction Report
Form 4
IBK Securities Co., Ltd.
10% Owner
Transactions
- Sale
Class A Common Stock
2023-01-06$10.25/sh−45,000$461,128→ 3,632,787 total(indirect: Next Tech 1 New Technology Investment Fund. See Footnote) - Sale
Class A Common Stock
2023-01-06$10.24/sh−7,000$71,705→ 295,420 total(indirect: Next Tech 2 New Technology Investment Fund. See Footnote) - Sale
Class A Common Stock
2023-01-09$10.44/sh−45,000$469,669→ 3,587,787 total(indirect: Next Tech 1 New Technology Investment Fund. See Footnote) - Sale
Class A Common Stock
2023-01-09$10.44/sh−8,000$83,499→ 287,420 total(indirect: Next Tech 2 New Technology Investment Fund. See Footnote)
Footnotes (3)
- [F1]The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- [F2]The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
- [F3]Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Documents
Issuer
NUSCALE POWER Corp
CIK 0001822966
Entity typeother
IncorporatedKorea, Republic of
Related Parties
1- filerCIK 0001932335
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 11:36 AM ET
- Size
- 12.2 KB