Stanton Sarah 4
4 · Trinity Capital Inc. · Filed Mar 17, 2023
Insider Transaction Report
Form 4
Stanton Sarah
GC, CCO, and Secretary
Transactions
- Tax Payment
Common Stock
2023-03-15$12.85/sh−1,468$18,864→ 29,526 total - Award
Common Stock
2023-03-15+33,774→ 63,300 total
Footnotes (3)
- [F1]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
- [F2]Includes (1) 13,005 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 13,652 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.
- [F3]Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.