ANTIN ROBERT L 4
4 · B. Riley Financial, Inc. · Filed Mar 20, 2023
Insider Transaction Report
Form 4
ANTIN ROBERT L
Director
Transactions
- Purchase
Common Stock
2023-03-17$29.87/sh+15,000$447,989→ 43,498 total - Purchase
Common Stock
2023-03-16$31.97/sh+3,000$95,910→ 28,498 total
Holdings
- 200,000(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]These transactions were executed in multiple trades at prices ranging from $29.7699 to $29.97. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.