Home/Filings/4/0001213900-23-022809
4//SEC Filing

Tech Eric M. 4

Accession 0001213900-23-022809

CIK 0001772720other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 4:15 PM ET

Size

15.5 KB

Accession

0001213900-23-022809

Insider Transaction Report

Form 4
Period: 2022-12-09
Tech Eric M.
Director
Transactions
  • Sale

    Common Stock

    2023-03-21$0.82/sh65,496$53,707678,632 total
  • Sale

    Common Stock

    2023-02-21$1.14/sh34,597$39,441969,130 total
  • Sale

    Common Stock

    2023-03-13$0.75/sh59,883$44,673744,128 total
  • Sale

    Common Stock

    2023-03-02$0.88/sh50,470$44,313853,249 total
  • Sale

    Common Stock

    2023-03-06$0.90/sh49,238$44,265804,011 total
  • Sale

    Common Stock

    2022-12-09$0.91/sh9,754$8,8471,003,727 total
  • Sale

    Common Stock

    2023-03-01$0.94/sh65,411$61,225903,719 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    15,000
Footnotes (3)
  • [F1]The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units.
  • [F2]This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits.
  • [F3]The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Documents

1 file

Issuer

SPRUCE POWER HOLDING CORP

CIK 0001772720

Entity typeother

Related Parties

1
  • filerCIK 0001552112

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 4:15 PM ET
Size
15.5 KB