4//SEC Filing
CROXALL DOUGLAS B 4
Accession 0001213900-23-025464
CIK 0001761696other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 4:10 PM ET
Size
12.3 KB
Accession
0001213900-23-025464
Insider Transaction Report
Form 4
CROXALL DOUGLAS B
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Common Stock
2020-01-12−238,095→ 2,829,448 total(indirect: See Footnote) - Sale
Common Stock
2021-11-10$0.90/sh−1,000,000$900,000→ 1,829,448 total(indirect: See Footnote) - Award
Restricted Stock Units
2022-09-23+150,000→ 150,000 total(indirect: See Footnote)→ Common Stock (150,000 underlying) - Award
Options to Purchase Common Stock
2022-09-23+150,000→ 3,365,672 total(indirect: See Footnote)Exercise: $0.34Exp: 2032-09-23→ Common Stock (150,000 underlying)
Footnotes (5)
- [F1]Reflects the forfeiture of certain incentive compensation for no consideration.
- [F2]Share amount reflects 3-for-1 reverse stock split effected January 25, 2021.
- [F3]Held through Croxall Family Revocable Trust dated February 20, 2004.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- [F5]Subject to the Reporting Person remaining in continuous service with the Issuer through each applicable vesting date, 4,166 of the restricted stock units will vest monthly for a period of 36 months, beginning September 23, 2022.
Documents
Issuer
Crown Electrokinetics Corp.
CIK 0001761696
Entity typeother
Related Parties
1- filerCIK 0001331155
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 4:10 PM ET
- Size
- 12.3 KB