Shaw John William 4
4 · SAFE & GREEN HOLDINGS CORP. · Filed Apr 27, 2023
Insider Transaction Report
Form 4
Shaw John William
10% Owner
Transactions
- Conversion
Common Stock
2023-04-06$2.00/sh+162,100$324,200→ 4,452,100 total - Conversion
Common Stock
2023-04-12$2.00/sh+2,500$5,000→ 4,454,600 total - Conversion
Short Put Option (obligation to buy)
2023-04-12$0.70/sh−25$18→ 3,687 totalExercise: $2.00Exp: 2023-05-19→ Common Stock (2,500 underlying) - Conversion
Short Put Option (obligation to buy)
2023-04-06$0.70/sh−1,621$1,135→ 3,712 totalExercise: $2.00Exp: 2023-05-19→ Common Stock (162,100 underlying)
Footnotes (4)
- [F1]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share.
- [F2]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share.
- [F3]This amount includes the rights and/or the obligations to purchase 1,676,000 shares in the aggregate that are exercisable subject to various call and put option contracts.
- [F4]Denotes option exercisable at any time prior to the expiration date.