Shaw John William 4/A
4/A · SAFE & GREEN HOLDINGS CORP. · Filed May 2, 2023
Insider Transaction Report
Form 4/AAmended
Shaw John William
10% Owner
Transactions
- Exercise of In-Money
Put Option (obligation to buy)
2023-04-12−25→ 0 totalExercise: $2.00Exp: 2023-05-19→ Common Stock (2,500 underlying) - Exercise of In-Money
Common Stock
2023-04-12$2.00/sh+2,500$5,000→ 4,454,600 total - Exercise of In-Money
Put Option (obligation to buy)
2023-04-06−1,621→ 0 totalExercise: $2.00Exp: 2023-05-19→ Common Stock (162,100 underlying) - Exercise of In-Money
Common Stock
2023-04-06$2.00/sh+162,100$324,200→ 4,454,600 total
Footnotes (5)
- [F1]On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X".
- [F2]On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 4,452,100 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 4,454,600. For clarity purposes 4,454,600 includes (a) 2,576,500 shares of common stock and (b) rights and/or options to purchase 1,878,100 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/06/2023. Further, 4,454,600 includes (a) 2,579,000 shares of common stock and (b) rights and/or options to purchase 1,875,600 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/12/2023.
- [F3]Denotes option exercisable at any time prior to the expiration date.
- [F4]On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported $0.7 as the Price of Derivative Security. The correct Price of Derivative Security is $0.
- [F5]On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 3,712 and 3,687, respectively, as the Number of derivative Securities Beneficially Owned Following Reported Transactions. The correct Number of derivative Securities Beneficially Owned Following Reported Transactions is 0 in both transactions.