4//SEC Filing
Aquila Tony 4
Accession 0001213900-23-036983
CIK 0001750153other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 6:14 PM ET
Size
10.7 KB
Accession
0001213900-23-036983
Insider Transaction Report
Form 4
Canoo Inc.GOEV
Aquila Tony
DirectorExecutive Chairman
Transactions
- Award
Common Stock
2023-05-03+2,319,552→ 58,056,712 total(indirect: By LLC) - Award
Common Stock
2023-05-05+6,884,682→ 14,278,014 total - Award
Warrants to Purchase Common Stock
2023-05-03+2,319,552→ 2,319,552 total(indirect: By LLC)Exercise: $0.81From: 2023-10-07Exp: 2028-10-07→ Common Stock (2,319,552 underlying)
Footnotes (5)
- [F1]Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.
- [F2](i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); and (v) 2,319,552 shares of Common Stock are held by I-40 OKC, an Oklahoma limited liability company.
- [F3](Continued from footnote 2) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10 and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10 and I-40 OKC, except to the extent of his pecuniary interest therein.
- [F4]Represents 6,884,682 Restricted Stock Units that vest on May 5, 2024, subject to continuous service.
- [F5]The warrants are held by I-40 OKC.
Documents
Issuer
Canoo Inc.
CIK 0001750153
Entity typeother
Related Parties
1- filerCIK 0001399053
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 6:14 PM ET
- Size
- 10.7 KB