Shaw John William 4

4 · SAFE & GREEN HOLDINGS CORP. · Filed May 22, 2023

Form 4

Period: 2023-05-18

10% Owner

Transactions

Exercise of In-Money
Common Stock
2023-05-18$1.00/sh+22,100$22,100→ 4,454,600 total
Exercise of In-Money
Common Stock
2023-05-19$2.00/sh+368,700$737,400→ 4,454,600 total
Exercise of In-Money
Common Stock
2023-05-19$1.00/sh+163,700$163,700→ 4,454,600 total
Exercise of In-Money
Put Option (obligation to buy)
2023-05-18−221→ 0 total
Exercise: $1.00Exp: 2023-05-19→ Common Stock (22,100 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2023-05-19−3,687→ 0 total
Exercise: $2.00Exp: 2023-05-19→ Common Stock (368,700 underlying)
Exercise of In-Money
Put Option (obligation to buy)
2023-05-19−1,637→ 0 total
Exercise: $1.00Exp: 2023-05-19→ Common Stock (163,700 underlying)

Footnotes (5)

[F1]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share.
[F2]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share.
[F3]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share.
[F4]As of 05/19/2023 this amount includes the rights and/or the obligations to purchase 1,111,900 shares in the aggregate that are exercisable subject to various call and put option contracts.
[F5]Denotes option exercisable at any time prior to the expiration date.

Documents

1 file