Tech Eric M. 4
4 · SPRUCE POWER HOLDING CORP · Filed May 30, 2023
Insider Transaction Report
Form 4
Tech Eric M.
Director
Transactions
- Award
Common Stock
2023-05-25+202,812→ 881,444 total
Holdings
- 15,000(indirect: Note)
Common Stock
Footnotes (2)
- [F1]The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024.
- [F2]The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.