Rein Robert S. 4

4 · SMART FOR LIFE, INC. · Filed Jun 12, 2023

Form 4

Period: 2023-05-26

Director

Transactions

Purchase
Series B Preferred Stock
2023-05-26$223.00/sh+1,076$239,948→ 1,121 total
From: 2023-05-26→ Common Stock
Purchase
Series B Preferred Stock
2023-05-30$223.00/sh+673$150,079→ 1,794 total
From: 2023-05-30→ Common Stock
Purchase
Series B Preferred Stock
2023-05-26$223.00/sh+45$10,035→ 45 total
From: 2023-05-26→ Common Stock

Footnotes (5)

[F1]Each share of Series B Preferred Stock is convertible at the option of the reporting person into such number of shares of Common Stock determined by dividing the stated value of $223.00 per share by the conversion price on such conversion date. The conversion price is initially equal to $2.23 per share, subject to standard adjustments for stock splits, stock combinations, stock dividends, reclassifications, mergers, consolidations, reorganizations and similar transactions (subject to certain beneficial ownership limitations).
[F2]The reporting person received the shares of Series B Preferred Stock in exchange for the cancellation of deferred board fees owed to the reporting person in the amount of $16,500, or for approximately $223 per share.
[F3]The reporting person received the shares of Series B Preferred Stock in exchange for the cancellation of debt owed to the reporting person in the amount of $239,950, or for approximately $223 per share.
[F4]The reporting person received the shares of Series B Preferred Stock in exchange for the cancellation of debt owed to the reporting person in the amount of $150,000, or for approximately $223 per share.
[F5]The Series B Preferred Stock has no expiration date.

Documents

1 file