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Home/Filings/4/0001213900-23-048301
4//SEC Filing

Rein Robert S. 4

Accession 0001213900-23-048301

CIK 0001851860other
View on SEC.govCompany Profile

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 7:52 PM ET

Size

11.1 KB

Accession

0001213900-23-048301

Insider Transaction Report

Form 4
Period: 2023-05-26
SMART FOR LIFE, INC.SMFL
Rein Robert S.
Director
Transactions
  • Purchase

    Series B Preferred Stock

    2023-05-26$223.00/sh+1,076$239,948→ 1,121 total
    From: 2023-05-26→ Common Stock
  • Purchase

    Series B Preferred Stock

    2023-05-30$223.00/sh+673$150,079→ 1,794 total
    From: 2023-05-30→ Common Stock
  • Purchase

    Series B Preferred Stock

    2023-05-26$223.00/sh+45$10,035→ 45 total
    From: 2023-05-26→ Common Stock
Footnotes (5)
  • [F1]Each share of Series B Preferred Stock is convertible at the option of the reporting person into such number of shares of Common Stock determined by dividing the stated value of $223.00 per share by the conversion price on such conversion date. The conversion price is initially equal to $2.23 per share, subject to standard adjustments for stock splits, stock combinations, stock dividends, reclassifications, mergers, consolidations, reorganizations and similar transactions (subject to certain beneficial ownership limitations).
  • [F2]The reporting person received the shares of Series B Preferred Stock in exchange for the cancellation of deferred board fees owed to the reporting person in the amount of $16,500, or for approximately $223 per share.
  • [F3]The reporting person received the shares of Series B Preferred Stock in exchange for the cancellation of debt owed to the reporting person in the amount of $239,950, or for approximately $223 per share.
  • [F4]The reporting person received the shares of Series B Preferred Stock in exchange for the cancellation of debt owed to the reporting person in the amount of $150,000, or for approximately $223 per share.
  • [F5]The Series B Preferred Stock has no expiration date.

Documents

1 file

Issuer

SMART FOR LIFE, INC.

CIK 0001851860

→
Entity typeother

Related Parties

1
  • filerCIK 0001908276

Filing Metadata

Form type
4
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 7:52 PM ET
Size
11.1 KB
View on SEC.gov