4//SEC Filing
Simanson Gary A 4
Accession 0001213900-23-053019
CIK 0001843993other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 5:26 PM ET
Size
10.2 KB
Accession
0001213900-23-053019
Insider Transaction Report
Form 4
Simanson Gary A
DirectorPresident and CEO10% Owner
Transactions
- Conversion
Class A Common Stock
2023-06-29+5,913,195→ 6,561,250 total(indirect: See footnote) - Conversion
Class B Common Stock
2023-06-29−5,913,195→ 1 total(indirect: See footnote)→ Class A Common Stock (5,913,195 underlying)
TBCP IV, LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2023-06-29−5,913,195→ 1 total(indirect: See footnote)→ Class A Common Stock (5,913,195 underlying) - Conversion
Class A Common Stock
2023-06-29+5,913,195→ 6,561,250 total(indirect: See footnote)
Footnotes (3)
- [F1]The shares of Class B common stock of the Issuer are convertible into shares of Class A common stock on a one-for-one basis. The Class B common stock has no expiration date. On June 29, 2023, the reporting person elected to convert 5,913,195 shares of Class B common stock held by it into 5,913,195 shares of Class A common stock.
- [F2]Includes 648,055 shares of Class A common stock underlying private placement units (each unit consisting of one share of Class A common stock and one-fifth of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by TBCP IV, LLC (the "Sponsor"), acquired in connection with the Issuer's initial public offering.
- [F3]The Sponsor is the record holder of the securities reported herein. Mr. Simanson, the President and Chief Executive Officer of the Issuer, is the managing member of the Sponsor and has sole voting and investment discretion with respect to the common stock held of record by the Sponsor. By virtue of this relationship, Mr. Simanson may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Documents
Issuer
Thunder Bridge Capital Partners IV, Inc.
CIK 0001843993
Entity typeother
Related Parties
1- filerCIK 0001339459
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 5:26 PM ET
- Size
- 10.2 KB