Moore Andrew 4/A
4/A · B. Riley Financial, Inc. · Filed Jul 27, 2023
Insider Transaction Report
Form 4/AAmended
Moore Andrew
CEO B. Riley Securities, Inc.
Transactions
- Award
Common Stock
2023-06-30$39.08/sh+543$21,222→ 374,663 total - Purchase
Common Stock
2023-07-26$55.00/sh+5,000$275,000→ 379,663 total
Footnotes (2)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer.