4/A//SEC Filing
Moore Andrew 4/A
Accession 0001213900-23-060305
CIK 0001464790other
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 5:00 PM ET
Size
6.8 KB
Accession
0001213900-23-060305
Insider Transaction Report
Form 4/AAmended
Moore Andrew
CEO B. Riley Securities, Inc.
Transactions
- Award
Common Stock
2023-06-30$39.08/sh+543$21,222→ 374,663 total - Purchase
Common Stock
2023-07-26$55.00/sh+5,000$275,000→ 379,663 total
Footnotes (2)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001746643
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 5:00 PM ET
- Size
- 6.8 KB