4//SEC Filing
Sullivan Aaron 4
Accession 0001213900-23-069081
CIK 0001491419other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 7:30 PM ET
Size
9.4 KB
Accession
0001213900-23-069081
Insider Transaction Report
Form 4
Sullivan Aaron
Interim CFO, Controller & EVP
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-08-14−6,250→ 0 total→ Common Stock, $0.001 par value (6,250 underlying) - Other
Common Stock, $0.001 par value
2023-08-14$1.81/sh−2,709$4,903→ 75,356 total - Exercise/Conversion
Common Stock, $0.001 par value
2023-08-14+6,250→ 78,065 total
Footnotes (3)
- [F1]Restricted Stock Units convert into Common Stock on a one-for-one basis.
- [F2]Represents 6,250 vested Restricted Stock Units ("RSUs") that were settled on the reported date out of the original 100,000 RSUs granted to the Reporting Person pursuant to his employment agreement, dated as of June 6, 2019, as amended. Each vested RSU was settled by Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
- [F3]On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.
Documents
Issuer
LiveOne, Inc.
CIK 0001491419
Entity typeother
Related Parties
1- filerCIK 0001941801
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 7:30 PM ET
- Size
- 9.4 KB