UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

~~PURSUANT~~Pursuant TOto ~~SECTION~~Section 13 ORor Section 15(d) OFof ~~THE~~the Securities Exchange Act of 1934

~~SECURITIES~~Date ~~EXCHANGE~~of ~~ACT~~Report OF(Date ~~1934~~of earliest event reported): August 18, 2023

~~Date~~FinServ ofAcquisition ~~Report~~Corp. ~~(Date of earliest event reported): February 20, 2023~~II

FINSERV ACQUISITION CORP. II

(Exact name of registrant as specified in its charter)

Delaware		001-40076		85-4030806
(State or other jurisdiction of incorporation)		(Commission File Number)		(~~IRS~~I.R.S. Employer Identification No.)

c/o Ellenoff Grossman & Schole LLP

c/o Ellenoff Grossman & Schole LLP

1345 Avenue of the Americas

New York, NY

10105

(Address of principal executive offices)

(Zip Code)

~~1345~~Registrant’s ~~Avenue~~telephone ofnumber, ~~the~~including area ~~Americas~~code: (908) 391-1288

New York, NY 10105

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (929) 529-7125

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation ofto the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered

Units, each consisting of one share of Class A Common Stock and one-quarter of one Redeemable Warrant	FSRXU	The Nasdaq Stock Market LLC

Class A Common Stock, par value $0.0001 per share	FSRX	The Nasdaq Stock Market LLC

Warrants, each whole warrant exercisable for one share of Class A Common Stock for $11.50 per share	FSRXW	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 31.0301. ~~Material~~Entry ~~Modification~~into toa ~~Rights~~Material ofDefinitive ~~Security Holders~~Agreement.

~~The~~On August 22, 2023, FinServ ~~information~~Acquisition ~~set~~Corp. ~~forth~~II, a Delaware corporation (the “Company”), issued a promissory note (the “Working Capital Note”) in ~~Item~~the ~~5.03~~aggregate principal amount of ~~this~~up ~~Current~~to ~~Report~~$400,000 onto ~~Form~~the ~~8-K~~Company’s sponsor, FinServ Holdings II, LLC (the “Sponsor”) pursuant to which the Sponsor agreed to loan to the Company up to $400,000 for working capital expenses. The Working Capital Note bears no interest and is ~~incorporated~~repayable ~~herein~~in byfull ~~reference~~upon the earlier of (a) the date of the consummation of an initial business combination (the “Business Combination”) and (b) the date of the Company’s liquidation.

~~Item~~The ~~5.03~~issuance ~~Amendments~~of the Working Capital Note was made pursuant to ~~Articles~~the exemption from registration contained in Section 4(a)(2) of ~~Incorporation~~the orSecurities ~~Bylaws;~~Act ~~Change~~of in1933, ~~Fiscal~~as ~~Year~~amended.

~~On February~~The ~~20,~~foregoing ~~2023, stockholders of FinServ Acquisition Corp. II (the “Company”) approved at the special meeting in lieu~~description of the ~~2022~~Working ~~annual~~Capital ~~meeting~~Note ofdoes ~~stockholders~~not ~~(the~~purport ~~“Special Meeting”) an amendment~~ to ~~the~~be ~~amended~~complete and ~~restated~~is ~~certificate of~~qualified ~~incorporation~~in ofits ~~the~~entirety ~~Company~~by ~~(the~~reference ~~“Charter Amendment”)~~ to ~~extend~~ the ~~date~~full bytext ~~which~~of the ~~Company would be required to~~Working ~~consummate~~Capital ~~a business combination from February 22~~Note, ~~2023~~a tocopy ~~August 22, 2023, or such earlier date as determined by the board~~ of ~~directors~~ ~~(the~~which ~~“Board”)~~is ~~of the Company. The Company~~ filed ~~the~~with ~~Charter~~this ~~Amendment~~Current ~~with~~Report ~~the~~on ~~Secretary~~Form of8-K ~~State~~as ofExhibit ~~the~~10.1 ~~State of~~and ~~Delaware~~is onincorporated ~~February~~herein ~~21,~~by ~~2023~~reference.

~~A copy~~Item 2.03. Creation of ~~the~~a ~~Charter~~Direct ~~Amendment~~Financial isObligation ~~filed~~or ~~herewith~~an asObligation ~~Exhibit~~Under ~~3.1~~an ~~and~~Off-balance isSheet ~~incorporated~~Arrangement ~~herein~~of bya ~~reference~~Registrant.

The disclosure contained in Item 51.0701 ~~Submission~~ of ~~Matters~~this toCurrent aReport ~~Vote~~on ofForm ~~Security~~8-K ~~Holders~~is incorporated by reference in this Item 2.03.

~~At the~~Item ~~Company’s~~5.03. ~~Special~~Amendments ~~Meeting, the following proposals were considered and acted upon by the stockholders of the Company: (a) a proposal~~ to ~~approve~~Articles ~~the Charter Amendment (the “Charter Amendment Proposal”); (b) a proposal to ratify the selection by the audit committee~~ of ~~the~~Incorporation ~~Board~~or ~~of WithumSmith+Brown, PC to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2022 (the “Auditor Ratification Proposal”)~~Bylaws; ~~and~~Change ~~(c) a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies~~ in ~~the~~Fiscal ~~event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals (the “Adjournment Proposal”)~~Year. ~~The number of votes cast for or against, as well as the number of abstentions as to each proposal, are set forth below.~~

1On August 18, 2023, the Company held a special meeting of stockholders (the “Meeting”). At the Meeting, the Company’s stockholders approved (1) an amendment to the Company’s amended and restated certificate of incorporation, as amended on February 21, 2023 (the “Charter”), to extend the date by which the Company must consummate its Business Combination from August 22, 2023 to February 22, 2024 (or such earlier date as determined by the Board) (the “Extension Amendment”); ~~Proposal~~and (2) an amendment to the Charter to eliminate from the Charter the limitation that the Company will only redeem the Public Shares so long as (after such redemption), the Company’s net tangible assets, or of any entity that succeeds to the Company as a public company, will be at least $5,000,001 either immediately prior to or upon consummation of the Business Combination (the “Redemption Limitation Amendment” and, together with the Extension Amendment, the “Charter Amendments”). The Company filed the Extension Amendment with the Secretary of State of the State of Delaware on August 18, 2023. The Company filed the Redemption Limitation Amendment with the Secretary of State of the State of Delaware on August 23, 2023.

Votes For				Votes Against				Abstentions
	25,166,282				402,169				300,100

The foregoing description of the Charter Amendments does not purport to be complete and is qualified in its entirety by reference to the Extension Amendment and the Redemption Limitation Amendment, copies of which are attached as Exhibit 3.1 and Exhibit 3.2, respectively, hereto and are incorporated by reference herein.

~~Accordingly, the Charter Amendment Proposal was approved.~~1

2Item 5.07 ~~Auditor~~Submission ~~Ratification~~of ~~Proposal~~Matters to a Vote of Security Holders

Votes For				Votes Against				Abstentions
	25,336,806				231,600				300,145

At the Meeting, an aggregate of 13,259,003 shares of the Company’s common stock, which represents a quorum of the outstanding shares of common stock entitled to vote as of the record date of July 19, 2023, were represented in person or by proxy at the Meeting.

~~Accordingly,~~At the ~~Auditor~~Meeting, ~~Ratification~~the ~~Proposal~~Company’s stockholders voted on the following proposals, each of which was approved.:

As(1) ~~there~~The ~~were~~Extension ~~sufficient~~Amendment Proposal – ~~votes~~a atproposal to amend the ~~time~~Company’s ofamended ~~the~~and ~~Special~~restated ~~Meeting~~certificate of incorporation to ~~approve~~extend ~~each~~the ofdate by which the ~~above~~Company ~~proposals~~must consummate a Business Combination from August 22, ~~the~~2023 ~~Adjournment~~to ~~Proposal~~February 22, ~~which~~2024 ~~had~~(or ~~been~~such ~~previously~~earlier ~~voted on~~date as determined by ~~proxy,~~the ~~was~~Board). ~~not~~The ~~presented~~following is a tabulation of the votes with respect to ~~stockholders~~this atproposal, which was approved by the ~~Special~~Company’s ~~Meeting.~~stockholders:

FOR		AGAINST		ABSTAIN
10,260,688		2,748,130		0

~~Item~~(2) ~~8.01~~Redemption ~~Other~~Limitation ~~Events~~Amendment Proposal – a proposal to amend the Company’s amended and restated certificate of incorporation to eliminate the limitation that the Company will only redeem the Public Shares so long as (after such redemption), the Company’s net tangible assets, or of any entity that succeeds to the Company as a public company, will be at least $5,000,001 either immediately prior to or upon consummation of the Business Combination. The following is a tabulation of the votes with respect to this proposal, which was approved by the Company’s stockholders:

In connection with the Company’s implementation of the Charter Amendment, stockholders holding 25,040,997 shares of Class A common stock of the Company exercised their right to redeem such shares for a pro rata portion of the funds in the Company’s trust account. As a result, $254,201,239.56 (approximately $10.15 per share) will be removed from the trust account to pay such stockholders.

FOR		AGAINST		ABSTAIN
10,260,688		2,748,130		0

~~Item~~In 9connection with the Meeting, stockholders holding 3,920,848 Public Shares exercised their right to redeem their shares for a pro rata portion of the funds in the Trust Account.01 As a result, approximately $40,298,391 (approximately $10.28 ~~Financial~~per ~~Statements~~Public Share) will be removed from the Trust Account to pay such holders and ~~Exhibits~~approximately $10,670,135 will remain in the Trust Account. Following redemptions, the Company has 9,338,155 shares of Class A common stock outstanding.

~~(d) Exhibits~~2

Exhibit No.		Description
3.1		Amendment to the Amended and Restated Certificate of Incorporation
104		Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

Item 9.01 Financial Statements and Exhibits.

2(d) Exhibits. The following exhibits are filed with this Form 8-K:

SIGNATURE

Exhibit No.		Description of Exhibits
3.1		Second Amendment to Amended and Restated Certificate of Incorporation.
3.2		Third Amendment to Amended and Restated Certificate of Incorporation.
10.1		Promissory Note issued to FinServ Holdings II, LLC, dated August 22, 2023.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

~~Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.~~3

	FINSERV ACQUISITION CORP. II
	By:	/s/ Steven Handwerker
		Name:	Steven Handwerker
		Title:	Chief Financial Officer
Dated: February 24, 2023

SIGNATURE

3Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	FINSERV ACQUISITION CORP. II

Dated: August 24, 2023	By:	/s/ Steven Handwerker
	Name:	Steven Handwerker
	Title:	Chief Financial Officer

Filing Compare · Finserv Acquisition Corp. II