Moore Andrew 4
4 · B. Riley Financial, Inc. · Filed Nov 15, 2023
Insider Transaction Report
Form 4
Moore Andrew
CEO B. Riley Securities, Inc.
Transactions
- Sale
Common Stock
2023-11-13$20.35/sh−61,609$1,253,632→ 318,054 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were made by a broker, without instruction by the Reporting Person, to satisfy a margin call. As a Section 16 filer, the Reporting Person has not otherwise sold shares of the Issuer's common stock and the Reporting Person intends to continue increasing his investment in the Issuer over time.
- [F2]These transactions were executed in multiple trades at prices ranging from $16.72 to $24.14. The prices reported above reflect the weighted average sales prices. The Reporting Person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.