Abri Ventures I, LLC 4/A
4/A · Collective Audience, Inc. · Filed Dec 13, 2023
Insider Transaction Report
Form 4/AAmended
Abri Ventures I, LLC
10% Owner
Transactions
- Sale
Common Stock
2023-04-11$10.78/sh−75,000$808,500→ 1,653,078 total - Other
Common Stock
2021-08-23−4,020→ 1,709,730 total - Sale
Common Stock
2023-11-02$26.96/sh−40,000$1,078,400→ 1,613,078 total - Purchase
Warrants
2021-08-23+294,598→ 294,598 totalExercise: $11.50From: 2024-11-02Exp: 2028-11-02→ Common Stock (18,348 underlying) - Purchase
Common Stock
2021-08-12$10.00/sh+276,250$2,762,500→ 1,713,750 total - Purchase
Common Stock
2021-08-23$10.00/sh+18,348$183,480→ 1,728,078 total - Purchase
Warrants
2021-08-12+276,250→ 276,250 totalExercise: $11.50From: 2024-11-02Exp: 2028-11-02→ Common Stock (276,250 underlying)
Footnotes (4)
- [F1]Reflects the purchase price for Units (the "Private Placement Units") consisting of one share of Common Stock and one warrant to purchase one share of Common Stock (the "Warrant") at a purchase price of $10.00 per Private Placement Unit pursuant to the Private Placement Unites Purchase Agreement dated August 10, 2021 entered into between the Issuer and the Reporting Person. No portion of the purchase price for the Private Placement Units was allocated to the Warrants.
- [F2]As contemplated in connection with the initial public offering of the Issuer, 4,020 shares of Common Stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
- [F3]Amended to correct Amount of Securities Beneficially Owned on August 23, 2021 included in column 5.
- [F4]Amounts reflect the imputed price based on the Nasdaq Official Closing Price of the Issuer's Common Stock as reported by Nasdaq on the trading day prior to the date reported as the transaction did not involve a cash payment.