4/A//SEC Filing
Tirman Jeffrey 4/A
Accession 0001213900-23-095309
CIK 0001854583other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 12:31 PM ET
Size
17.9 KB
Accession
0001213900-23-095309
Insider Transaction Report
Form 4/AAmended
Tirman Jeffrey
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Common Stock
2023-11-02$26.96/sh−40,000$1,078,400→ 1,613,078 total(indirect: See Footnotes) - Purchase
Warrants
2021-08-23+18,348→ 294,598 total(indirect: See Footnotes)Exercise: $11.50From: 2024-11-02Exp: 2028-11-02→ Common Stock (18,348 underlying) - Purchase
Common Stock
2021-08-12$10.00/sh+276,250$2,762,500→ 1,713,750 total(indirect: See Footnotes) - Other
Common Stock
2021-08-23−4,020→ 1,709,730 total(indirect: See Footnotes) - Purchase
Common Stock
2021-08-23$10.00/sh+18,348$183,480→ 1,728,078 total(indirect: See Footnotes) - Sale
Common Stock
2023-04-11$10.78/sh−75,000$808,500→ 1,653,078 total(indirect: See Footnotes) - Purchase
Warrants
2021-08-12+276,250→ 276,250 total(indirect: See Footnotes)Exercise: $11.50From: 2024-11-02Exp: 2028-11-02→ Common Stock (276,250 underlying)
Footnotes (5)
- [F1]Reflects the purchase price for Units (the "Private Placement Units") consisting of one share of Common Stock and one warrant to purchase one share of Common Stock (the "Warrant") at a purchase price of $10.00 per Private Placement Unit pursuant to the Private Placement Unites Purchase Agreement dated August 10, 2021 entered into between the Issuer and the Reporting Person. No portion of the purchase price for the Private Placement Units was allocated to the Warrants.
- [F2]Abri Ventures I, LLC ("Abri Ventures") is the record holder of the securities reported herein. Jeffrey Tirman is the authorized person of Abri Ventures and may be deemed to have beneficial ownership of the securities held of record by Abri Ventures. Such person disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.
- [F3]As contemplated in connection with the initial public offering of the Issuer, 4,020 shares of Common Stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
- [F4]Amended to correct Amount of Securities Beneficially Owned on August 23, 2021 included in column 5.
- [F5]Amounts reflect the imputed price based on the Nasdaq Official Closing Price of the Issuer's Common Stock as reported by Nasdaq on the trading day prior to the date reported as the transaction did not involve a cash payment.
Documents
Issuer
Collective Audience, Inc.
CIK 0001854583
Entity typeother
Related Parties
1- filerCIK 0001876692
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 12:31 PM ET
- Size
- 17.9 KB