SARATOGA INVESTMENT CORP.·4

Dec 15, 8:49 AM ET

Oberbeck Christian L 4

4 · SARATOGA INVESTMENT CORP. · Filed Dec 15, 2023

Insider Transaction Report

Form 4
Period: 2023-12-13
Oberbeck Christian L
DirectorCEO and Director10% Owner
Transactions
  • Gift

    Common Stock

    2023-12-134,472661,869 total
  • Gift

    Common Stock

    2023-12-136,708655,161 total
  • Gift

    Common Stock

    2023-12-13+6,70848,763 total(indirect: By Children)
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,355
  • Common Stock

    (indirect: By LLC)
    100,000
  • Common Stock

    (indirect: By LLC)
    117,774
Footnotes (2)
  • [F1]This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
  • [F2]This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.

Documents

1 file
  • 4
    ownership.xmlPrimary