IMPEL PHARMACEUTICALS INC·4

Dec 19, 6:00 PM ET

Vivo Capital Fund VIII, L.P. 4

4 · IMPEL PHARMACEUTICALS INC · Filed Dec 19, 2023

Insider Transaction Report

Form 4
Period: 2023-12-15
Transactions
  • Sale

    Common Stock

    2023-12-15$0.29/sh87,934$25,5012,447,181 total(indirect: By: Vivo Capital Fund VIII, L.P.)
  • Sale

    Common Stock

    2023-12-15$0.29/sh12,066$3,499337,608 total(indirect: By: Vivo Capital Surplus Fund VIII, L.P.)
  • Sale

    Common Stock

    2023-12-18$0.11/sh28,682$3,155308,926 total(indirect: By: Vivo Capital Surplus Fund VIII, L.P.)
  • Sale

    Common Stock

    2023-12-18$0.11/sh209,029$22,9932,238,152 total(indirect: By: Vivo Capital Fund VIII, L.P.)
  • Sale

    Common Stock

    2023-12-19$0.08/sh208,657$16,6932,029,495 total(indirect: By: Vivo Capital Fund VIII, L.P.)
  • Sale

    Common Stock

    2023-12-19$0.08/sh28,632$2,291280,294 total(indirect: By: Vivo Capital Surplus Fund VIII, L.P.)
Footnotes (5)
  • [F1]The shares are held of record by Vivo Capital Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. Vivo Capital VIII, LLC disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F2]The shares are held of record by Vivo Capital Surplus Fund VIII, L.P. Capital VIII, LLC is the General Partner of Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F3]The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $0.44 to $0.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (3) to this Form 4.
  • [F4]The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $0.30 to $0.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.
  • [F5]The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $0.10 to $0.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

Documents

1 file
  • 4
    ownership.xmlPrimary