Yamokoski John 4
4 · Nauticus Robotics, Inc. · Filed Jan 3, 2024
Insider Transaction Report
Form 4
Yamokoski John
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2023-12-31+40,398→ 757,367 total - Sale
Common Stock
[F1]2024-01-02$0.64/sh−10,824$6,927→ 746,543 total - Exercise/Conversion
Performance RSU
[F1][F2]2023-12-31−79,212→ 79,212 total→ Common Stock (79,212 underlying)
Footnotes (2)
- [F1]Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
- [F2]0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.
Signature
/s/ John Yamokoski|2024-01-03