Moore Andrew 4
4 · B. Riley Financial, Inc. · Filed Mar 6, 2024
Insider Transaction Report
Form 4
Moore Andrew
CEO B. Riley Securities, Inc.
Transactions
- Award
Common Stock
2023-12-29$17.84/sh+1$18→ 318,055 total - Award
Common Stock
2024-03-04+44,510→ 362,565 total
Footnotes (2)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- [F2]Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.