4//SEC Filing
Moore Andrew 4
Accession 0001213900-24-020544
CIK 0001464790other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 6:54 PM ET
Size
6.7 KB
Accession
0001213900-24-020544
Insider Transaction Report
Form 4
Moore Andrew
CEO B. Riley Securities, Inc.
Transactions
- Award
Common Stock
2023-12-29$17.84/sh+1$18→ 318,055 total - Award
Common Stock
2024-03-04+44,510→ 362,565 total
Footnotes (2)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- [F2]Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001746643
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 6:54 PM ET
- Size
- 6.7 KB