WEITZMAN HOWARD 4
4 · B. Riley Financial, Inc. · Filed Mar 6, 2024
Insider Transaction Report
Form 4
WEITZMAN HOWARD
SVP, Chief Accounting Officer
Transactions
- Award
Common Stock
2023-12-29$17.84/sh+1$18→ 46,606 total - Award
Common Stock
2024-03-04+23,739→ 70,345 total
Holdings
- 7,500(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.
- [F3]Held by self-directed 401(k) Plan.