UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): ~~March~~April 265, 2024

NORTHERN STAR INVESTMENT CORP. IV

(Exact Name of Registrant as Specified in Charter)

Delaware		001-40135		85-3156787
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

c/o Graubard Miller

The Chrysler Building

405 Lexington Avenue, 44th Floor

New York, NY 10174

(Address of Principal Executive Offices) (Zip Code)

(212) 818-8800

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

Securities registered pursuant to section 12(b) of the Act: None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

The information included in Item 5.07 is incorporated by reference into this item to the extent required.

Item 5.07. Submission of Matters to a Vote of Security Holders.

On March 26, 2024, Northern Star Investment Corp. IV (the “Company”) held a Special Meeting of Stockholders (the “Meeting”). An aggregate of 11,836,153 shares of the Company’s common stock, which represents a quorum of the outstanding common stock entitled to vote as of the record date of March 5, 2024, were represented in person or by proxy at the Meeting.

The Company’s stockholders voted on the following proposal at the Meeting, which was approved:

(1) Proposal No. 1 — The Amendment Proposal — a proposal to amend the Company’s amended and restated certificate of incorporation (the “Charter”) to remove the provisions applicable to special purpose acquisition companies, including the requirement to cancel the Company’s shares of Class A common stock sold in the Company’s initial public offering following distribution of the funds held in the Company’s trust account. The following is a tabulation of the votes with respect to this proposal, which was approved by the Company’s stockholders:

For		Against		Abstain		Broker Non-Votes
11,430,925		405,228		0		0

On March 26, 2024, the Company filed the amendment to its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. A copy of the amendment is attached hereto as Exhibit 3.1.

The Company is in the process of finalizing the distribution to be made to public stockholders from its trust account and will provide details on such distribution as soon as practicable.

Item 8.01. Other Events.

InAs ~~connection~~previously ~~with~~reported, ~~the~~on ~~Meeting~~March 26, 2024, Northern Star Investment Corp. IV (the ~~holders~~“Company”) held a special meeting of ~~the~~stockholders ~~remaining~~at ~~291,666~~which ~~shares~~stockholders ofapproved an amendment to the Company’s amended ~~Class~~and Brestated ~~common~~certificate ~~stock~~of ~~outstanding,~~incorporation ~~including~~to ~~those~~remove ~~held~~the byprovisions applicable to special purpose acquisition companies so that the Company~~’s Chief~~ ~~Financial~~can ~~Officer,~~continue ~~voluntarily~~its ~~converted~~corporate ~~such~~existence in an effort to ultimately acquire a business or entity. The amendment also allowed holders of the Company’s shares of Class BA common stock ofsold in the Company’s ~~they~~initial ~~held~~public ~~into~~offering ~~291,666~~(the “Public Shares”) to retain such shares offollowing ~~Class A~~the ~~common~~final ~~stock~~distribution of the funds held in the Company’s trust account so that such holders could be able to participate in ~~accordance~~a ~~with~~transaction that the ~~Charter~~Company may potentially enter into in the future. AsThe afinal ~~result~~distribution from the Company’s trust account will be made to holders of record of the ~~foregoing~~Public Shares on April 10, 2024 (the ~~Company~~“Record ~~has~~Date”). anThe ~~aggregate~~distribution amount ofwill be approximately $10.711 per Public Share and is expected to be paid on or about April 12,~~299,561 shares~~ of2024. ~~Class~~The APublic ~~common~~Shares ~~stock~~will remain outstanding following the distribution and nowill ~~shares~~continue to trade on the OTC Pink. Anyone that is not a holder of ~~Class~~record Bon ~~common~~the ~~stock~~Record Date ~~outstanding~~will not receive the distribution.

~~Item~~Forward-Looking ~~9.01. Financial Statement and Exhibits.~~Statements

This Current Report on Form 8-K (dthe “Report”) includes ~~Exhibits:~~forward-looking statements that involve risks and uncertainties. Forward-looking statements are statements that are not historical facts. Such forward-looking statements are subject to risks and uncertainties, which could cause actual results to differ from the forward-looking statements. These forward-looking statements and factors that may cause such differences include, without limitation, the ability of the Company to have its securities listed on another securities exchange and the risks and uncertainties indicated from time to time in the Company’s filings with the Securities and Exchange Commission (“SEC”). Readers are cautioned not to place undue reliance upon any forward-looking statements, which speak only as of the date made. The Company expressly disclaims any obligations or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Company’s expectations with respect thereto or any change in events, conditions or circumstances on which any statement is based.

Exhibit		Description
3.1		Second Amended and Restated Certificate of Incorporation
104		Cover Page Interactive Data File (formatted in Inline XBRL).

~~Forward-Looking Statements~~SIGNATURE

~~This Current Report on Form 8-K (the “Report”)~~Pursuant ~~includes forward-looking statements that involve risks and uncertainties. Forward-looking statements are statements that are not historical facts. Such forward-looking statements are subject~~ to ~~risks and uncertainties, which could cause actual results to differ from~~ the ~~forward-looking statements.~~requirements ~~These forward-looking statements and factors that may cause such differences include, without limitation, the ability~~ of the ~~Company~~ ~~to have its securities listed on another securities exchange and the risks and uncertainties indicated from time to time in the Company’s filings with the~~ Securities ~~and~~ Exchange ~~Commission~~Act ~~(“SEC”).~~of ~~Readers are cautioned not to place undue reliance upon any forward-looking statements~~1934, ~~which speak only as of~~ the ~~date~~registrant ~~made.~~has ~~The~~duly ~~Company~~caused ~~expressly~~this ~~disclaims~~report ~~any obligations or undertaking~~ to ~~release~~be ~~publicly~~signed ~~any~~on ~~updates~~its orbehalf ~~revisions~~by ~~to any forward-looking statements contained herein to reflect any change in~~ the ~~Company’s~~ ~~expectations~~undersigned ~~with~~hereunto ~~respect~~duly ~~thereto or any change in events, conditions or circumstances on which any statement is based~~authorized.

Dated: April 5, 2024	NORTHERN STAR INVESTMENT CORP. IV

	By:	/s/ Jonathan Ledecky
		Jonathan Ledecky
		Chief Operating Officer

~~SIGNATURE~~2

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: March 29, 2024	NORTHERN STAR INVESTMENT CORP. IV
	By:	/s/ Jonathan Ledecky
		Jonathan Ledecky
		Chief Operating Officer

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