4//SEC Filing
Capone Vincent S. 4
Accession 0001213900-24-042423
CIK 0001833498other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 5:21 PM ET
Size
14.3 KB
Accession
0001213900-24-042423
Insider Transaction Report
Form 4
Capone Vincent S.
CFO and General Counsel
Transactions
- Award
Common Stock
2024-05-10$1.73/sh+10,000$17,300→ 19,700 total
Holdings
- 12,240
NQSO
Exercise: $4.41Exp: 2033-04-13→ Common Stock (12,240 underlying) - 6,120
ISO
Exercise: $4.41Exp: 2033-04-13→ Common Stock (6,120 underlying) - 13,162
NQSO
Exercise: $5.47Exp: 2033-06-29→ Common Stock (13,162 underlying) - 6,581
ISO
Exercise: $5.47Exp: 2033-06-29→ Common Stock (6,581 underlying) - 62,038
ISO
Exercise: $4.36Exp: 2032-05-06→ Common Stock (62,038 underlying) - 7,062
NQSO
Exercise: $4.36Exp: 2032-05-06→ Common Stock (7,062 underlying) - 150,000
Restricted Stock Unit
Exercise: $0.00Exp: 2034-02-28→ Common Stock (150,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at an average price of $1.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]33% of the stock options vested on 5/6/2023, 33% vested on 5/6/2024, and the remainder vest on 6/5/2025.
- [F3]33% of the stock options vested on 4/13/2024, 33% vest on 4/13/2025, and the remainder vest on 4/13/2026.
- [F4]33% of the stock options vest on 6/29/2024, 33% vest on 6/29/2025, and the remainder vest on 6/25/2026.
- [F5]50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 2/28/2025, 33% vest on 2/28/2026, and the remainder vest on 2/28/2027. The remainder vest pursuant to certain performance-based metrics.
Documents
Issuer
Spectral AI, Inc.
CIK 0001833498
Entity typeother
Related Parties
1- filerCIK 0001992121
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 5:21 PM ET
- Size
- 14.3 KB