4//SEC Filing
Sullivan Aaron 4
Accession 0001213900-24-052214
CIK 0001491419other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 9:31 PM ET
Size
9.4 KB
Accession
0001213900-24-052214
Insider Transaction Report
Form 4
Sullivan Aaron
Interim CFO, Controller & EVP
Transactions
- Exercise/Conversion
Common Stock, $0.001 par value
2024-06-07+75,000→ 150,356 total - Other
Common Stock, $0.001 par value
2024-06-07$1.70/sh−27,400$46,610→ 122,956 total - Exercise/Conversion
Restricted Stock Units
2024-06-07−75,000→ 0 total→ Common Stock, $0.001 par value (75,000 underlying)
Footnotes (3)
- [F1]Restricted Stock Units convert into Common Stock on a one-for-one basis.
- [F2]Represents 75,000 vested Restricted Stock Units ("RSUs") that were settled on the reported date out of 75,000 RSUs granted to the Reporting Person on April 4, 2022. Each vested RSU was settled by Issuer by delivery to the Reporting Person of one share of Issuer's common stock.
- [F3]On the reported date these shares were sold by Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs reported herein. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.
Documents
Issuer
LiveOne, Inc.
CIK 0001491419
Entity typeother
Related Parties
1- filerCIK 0001941801
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 9:31 PM ET
- Size
- 9.4 KB