Home/Filings/4/0001213900-24-055822
4//SEC Filing

Quarles Gregory James 4

Accession 0001213900-24-055822

CIK 0000879911other

Filed

Jun 24, 8:00 PM ET

Accepted

Jun 25, 5:22 PM ET

Size

10.7 KB

Accession

0001213900-24-055822

Insider Transaction Report

Form 4
Period: 2024-06-21
Quarles Gregory James
DirectorCEO Emeritus
Transactions
  • Exercise/Conversion

    Non-Qualified Stock Options

    2024-06-219,5004,910,000 total
    Exercise: $0.35From: 2019-11-18Exp: 2029-04-18Common Stock, par value $.001 per share (10,000 underlying)
  • Sale

    Common Stock, par value $0.001 per share

    2024-06-21$1.72/sh9,500$16,3400 total
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2024-06-21$0.35/sh+9,500$3,32510,000 total
Holdings
  • Restricted Stock Units

    Exercise: $0.00Exp: 2032-11-29Common Stock, par value $.001 per share
    1,954,545
Footnotes (3)
  • [F1]Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.67 to $1.74, on June 21, 2024. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Dr. Quarles on June 15, 2024.
  • [F2]Options were issued in exchange for services rendered as an officer and director of the company.
  • [F3]Restricted Stock Units are subject to vesting, and none of them were vested.

Documents

1 file

Issuer

APPLIED ENERGETICS, INC.

CIK 0000879911

Entity typeother

Related Parties

1
  • filerCIK 0001776289

Filing Metadata

Form type
4
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 5:22 PM ET
Size
10.7 KB