Quarles Gregory James 4
4 · APPLIED ENERGETICS, INC. · Filed Jun 25, 2024
Insider Transaction Report
Form 4
Quarles Gregory James
DirectorCEO Emeritus
Transactions
- Exercise/Conversion
Non-Qualified Stock Options
2024-06-21−9,500→ 4,910,000 totalExercise: $0.35From: 2019-11-18Exp: 2029-04-18→ Common Stock, par value $.001 per share (10,000 underlying) - Sale
Common Stock, par value $0.001 per share
2024-06-21$1.72/sh−9,500$16,340→ 0 total - Exercise/Conversion
Common Stock, par value $0.001 per share
2024-06-21$0.35/sh+9,500$3,325→ 10,000 total
Holdings
- 1,954,545
Restricted Stock Units
Exercise: $0.00Exp: 2032-11-29→ Common Stock, par value $.001 per share
Footnotes (3)
- [F1]Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.67 to $1.74, on June 21, 2024. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Dr. Quarles on June 15, 2024.
- [F2]Options were issued in exchange for services rendered as an officer and director of the company.
- [F3]Restricted Stock Units are subject to vesting, and none of them were vested.