4//SEC Filing
B. Riley Financial, Inc. 4
Accession 0001213900-24-067312
$RILYCIK 0001131554operating
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 9:00 PM ET
Size
20.6 KB
Accession
0001213900-24-067312
Insider Transaction Report
Form 4
BRF Investments, LLC
10% Owner
Transactions
- Sale
Common Stock
2024-08-07$11.20/sh−520$5,824→ 1,410,592 total(indirect: By LLC) - Sale
Common Stock
2024-08-08$11.24/sh−40,578$456,166→ 1,370,014 total(indirect: By LLC) - Sale
Common Stock
2024-08-09$11.45/sh−57,466$657,951→ 1,312,548 total(indirect: By LLC)
Holdings
- 2,740(indirect: By B. Riley Securities, Inc.)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Common Stock
- 49,523
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)
Common Stock
RILEY BRYANT R
10% Owner
Transactions
- Sale
Common Stock
2024-08-07$11.20/sh−520$5,824→ 1,410,592 total(indirect: By LLC) - Sale
Common Stock
2024-08-08$11.24/sh−40,578$456,166→ 1,370,014 total(indirect: By LLC) - Sale
Common Stock
2024-08-09$11.45/sh−57,466$657,951→ 1,312,548 total(indirect: By LLC)
Holdings
- 2,740(indirect: By B. Riley Securities, Inc.)
Common Stock
- 49,523
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Common Stock
B. Riley FBR, Inc.
10% Owner
Transactions
- Sale
Common Stock
2024-08-09$11.45/sh−57,466$657,951→ 1,312,548 total(indirect: By LLC) - Sale
Common Stock
2024-08-07$11.20/sh−520$5,824→ 1,410,592 total(indirect: By LLC) - Sale
Common Stock
2024-08-08$11.24/sh−40,578$456,166→ 1,370,014 total(indirect: By LLC)
Holdings
- 2,740(indirect: By B. Riley Securities, Inc.)
Common Stock
- 49,523
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)
Common Stock
B. Riley Financial, Inc.
10% Owner
Transactions
- Sale
Common Stock
2024-08-07$11.20/sh−520$5,824→ 1,410,592 total(indirect: By LLC) - Sale
Common Stock
2024-08-08$11.24/sh−40,578$456,166→ 1,370,014 total(indirect: By LLC) - Sale
Common Stock
2024-08-09$11.45/sh−57,466$657,951→ 1,312,548 total(indirect: By LLC)
Holdings
- 49,523
Common Stock
- 2,740(indirect: By B. Riley Securities, Inc.)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)
Common Stock
- 273(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Common Stock
Footnotes (7)
- [F1]This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley.
- [F2]BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
- [F3]Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- [F4]Represents shares held directly by Bryant R. Riley.
- [F5]Reflects a reverse stock split of ratio 1-for-9 as described in the Issuer's Form 8-K filed with the SEC on December 7, 2023.
- [F6]Represents the transfer of 233,334 shares of Common Stock previously owned by BRS, subsequently transferred to BRFI.
- [F7]Represents the removal of 468,067 pre-split shares that were inadvertently reported previously, but which are not deemed to be beneficially owned by the Reporting Persons.
Documents
Issuer
SYNCHRONOSS TECHNOLOGIES INC
CIK 0001131554
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001464790
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 9:00 PM ET
- Size
- 20.6 KB