SARATOGA INVESTMENT CORP.·4

Aug 14, 2:34 PM ET

Oberbeck Christian L 4

4 · SARATOGA INVESTMENT CORP. · Filed Aug 14, 2024

Insider Transaction Report

Form 4
Period: 2024-08-12
Oberbeck Christian L
DirectorCEO and Director10% Owner
Transactions
  • Other

    Common Stock

    2024-08-13635642,190 total
  • Other

    Common Stock

    2024-08-1227,256642,825 total
Holdings
  • Common Stock

    (indirect: By LLC)
    117,774
  • Common Stock

    (indirect: By LLC)
    100,000
  • Common Stock

    (indirect: By Children)
    54,703
  • Common Stock

    (indirect: By Spouse)
    1,532
Footnotes (2)
  • [F1]On August 12 2024, Mr. Oberbeck transferred a total of 27,256 shares of common stock to 16 Saratoga employees as compensation.
  • [F2]On August 13 2024, Mr. Oberbeck transferred a total of 635 shares of common stock to 3 Saratoga employees as compensation.

Documents

1 file
  • 4
    ownership.xmlPrimary